How to Identify Risk in Your Distribution Channel Using Quantitative Analytics
How does an oversight program identify and mitigate risk in a distribution channel using data as the guide on where to spend their resources? This discussion will focus on how to use analytics of summary oversight data tied to ICI FICCA framework control objectives to identify areas of risk. Ongoing metric capture and integration into risk analytic can combine with their existing qualitative process to allow companies to risk rank their distribution firms and keep closer eyes on those that the data identifies as more at risk for a service fault than others. Exclusive results from a forthcoming survey will also be presented to the audience.
Our staff writers work with Delta Data executives and industry experts to bring you news, trends and insight on the mutual funds industry, particularly issues, regulation, and technology in regard to fund oversight and distribution. Delta Data provides the back-end solutions that companies use to process billions of dollars of transactions and stay ahead of the change™.